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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NAMS icon
6751
CALL
NewAmsterdam Pharma
NAMS
$3.27B
$16K ﹤0.01%
800
-32,100
-98% -$714K
NECB icon
6752
Northeast Community Bancorp
NECB
$378M
$16K ﹤0.01%
+720
New +$17.2K
NOTE
6753
DELISTED
FiscalNote
NOTE
$16K ﹤0.01%
1,690
-1,881
-53% -$28.3K
NTCT icon
6754
PUT
NETSCOUT
NTCT
$2.89B
$16K ﹤0.01%
+800
New +$18K
PECO icon
6755
Phillips Edison & Co
PECO
$5.48B
$16K ﹤0.01%
+453
New +$16.4K
PRME icon
6756
Prime Medicine
PRME
$558M
$16K ﹤0.01%
8,376
+6,918
+474% +$17.6K
PTLC icon
6757
CALL
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$16K ﹤0.01%
300
-2,400
-89% -$129K
R icon
6758
Ryder
R
$9.98B
$16K ﹤0.01%
115
-6,066
-98% -$945K
RIET icon
6759
Hoya Capital High Dividend Yield ETF
RIET
$109M
$16K ﹤0.01%
1,601
-1,506
-48% -$15.3K
SLI
6760
PUT
Standard Lithium
SLI
$498M
$16K ﹤0.01%
12,700
-67,900
-84% -$98.5K
UGP icon
6761
CALL
Ultrapar
UGP
$6.74B
$16K ﹤0.01%
5,500
+900
+20% +$2.58K
VECO icon
6762
Veeco
VECO
$2.79B
$16K ﹤0.01%
+833
New +$19.9K
VOC icon
6763
PUT
VOC Energy
VOC
$58M
$16K ﹤0.01%
5,300
+400
+8% +$1.52K
VTEX icon
6764
VTEX
VTEX
$745M
$16K ﹤0.01%
+3,181
New +$18.1K
WTI icon
6765
PUT
W&T Offshore
WTI
$473M
$16K ﹤0.01%
10,900
-1,300
-11% -$2.14K
XPEL icon
6766
XPEL
XPEL
$1.21B
$16K ﹤0.01%
561
+497
+777% +$18.6K
YRD
6767
CALL
Yiren Digital
YRD
$98.9M
$16K ﹤0.01%
2,400
-7,800
-76% -$49K
EQLT
6768
CALL
iShares MSCI Emerging Markets Quality Factor ETF
EQLT
$11.7M
$16K ﹤0.01%
+700
New +$17K
EQLT
6769
PUT
iShares MSCI Emerging Markets Quality Factor ETF
EQLT
$11.7M
$16K ﹤0.01%
700
-100
-13% -$2.43K
RPT
6770
PUT
Rithm Property Trust
RPT
$95.8M
$16K ﹤0.01%
933
+83
+10% +$1.5K
MAGC
6771
Roundhill China Magnificent Seven ETF
MAGC
$14.3M
$16K ﹤0.01%
+601
New +$15.1K
ETQ
6772
DELISTED
T-Rex 2X Inverse Ether Daily Target ETF
ETQ
$16K ﹤0.01%
+38
New +$10.7K
AAPX icon
6773
T-Rex 2X Long Apple Daily Target ETF
AAPX
$11.2M
$15K ﹤0.01%
652
+597
+1,085% +$16.1K
ADTN icon
6774
PUT
Adtran
ADTN
$730M
$15K ﹤0.01%
+1,800
New +$18.1K
ANIK icon
6775
CALL
Anika Therapeutics
ANIK
$202M
$15K ﹤0.01%
1,000

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.