Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$274K ﹤0.01%
2,155
+1,919
652
$273K ﹤0.01%
29,960
+7,661
653
$273K ﹤0.01%
+2,470
654
$273K ﹤0.01%
+36,827
655
$273K ﹤0.01%
10,785
+10,585
656
$273K ﹤0.01%
+17,918
657
$270K ﹤0.01%
+3,882
658
$269K ﹤0.01%
2,169
-24,335
659
$268K ﹤0.01%
+24,607
660
$268K ﹤0.01%
+3,830
661
$267K ﹤0.01%
6,906
+6,048
662
$267K ﹤0.01%
+1,523
663
$266K ﹤0.01%
11,109
-46,271
664
$264K ﹤0.01%
23,040
+15,882
665
$262K ﹤0.01%
15,874
+12,719
666
$260K ﹤0.01%
+4,526
667
$259K ﹤0.01%
12,534
+11,335
668
$259K ﹤0.01%
20,225
+15,683
669
$259K ﹤0.01%
3,265
-15,368
670
$259K ﹤0.01%
11,044
-27,104
671
$259K ﹤0.01%
1,844
+1,794
672
$259K ﹤0.01%
47,601
+46,664
673
$258K ﹤0.01%
21,470
+757
674
$258K ﹤0.01%
9,588
+9,038
675
$257K ﹤0.01%
+26,050