Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$256K ﹤0.01%
17,597
-22,987
652
$255K ﹤0.01%
+9,588
653
$253K ﹤0.01%
+5,763
654
$253K ﹤0.01%
55,858
+29,550
655
$253K ﹤0.01%
+54,387
656
$252K ﹤0.01%
+7,229
657
$250K ﹤0.01%
5,329
-8,001
658
$250K ﹤0.01%
32,812
+32,499
659
$250K ﹤0.01%
2,965
-6
660
$249K ﹤0.01%
5,590
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661
$249K ﹤0.01%
70,643
-10,061
662
$249K ﹤0.01%
+8,552
663
$249K ﹤0.01%
46,722
-25,286
664
$248K ﹤0.01%
18,587
+7,490
665
$247K ﹤0.01%
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666
$246K ﹤0.01%
8,916
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667
$245K ﹤0.01%
+38,202
668
$244K ﹤0.01%
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669
$243K ﹤0.01%
18,399
+15,349
670
$243K ﹤0.01%
+5,000
671
$242K ﹤0.01%
5,030
+4,169
672
$242K ﹤0.01%
87,329
-25,981
673
$241K ﹤0.01%
50,868
-10,300
674
$240K ﹤0.01%
+5,028
675
$240K ﹤0.01%
+12,472