Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$218K ﹤0.01%
8,841
+8,779
652
$218K ﹤0.01%
19,082
+10,637
653
$217K ﹤0.01%
10,730
-7,683
654
$217K ﹤0.01%
11,417
-43,820
655
$217K ﹤0.01%
23,863
+2,500
656
$215K ﹤0.01%
+737
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$215K ﹤0.01%
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658
$214K ﹤0.01%
7,063
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659
$214K ﹤0.01%
34,735
+3,186
660
$214K ﹤0.01%
7,335
-9,712
661
$213K ﹤0.01%
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662
$213K ﹤0.01%
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663
$212K ﹤0.01%
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664
$210K ﹤0.01%
59,181
-33,706
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$209K ﹤0.01%
78,591
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666
$208K ﹤0.01%
4,334
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$207K ﹤0.01%
2,282
-9,418
668
$207K ﹤0.01%
2,364
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$207K ﹤0.01%
+6,756
670
$207K ﹤0.01%
1,427
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671
$206K ﹤0.01%
20,639
-12,278
672
$204K ﹤0.01%
35,123
+31,587
673
$203K ﹤0.01%
21,886
-24,864
674
$199K ﹤0.01%
7,562
+7,347
675
$198K ﹤0.01%
7,859
+6,201