Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
651
$248K 0.01%
7,808
+5,789
652
$247K 0.01%
3,720
-2,744
653
$242K 0.01%
8,968
+8,162
654
$241K 0.01%
+8,525
655
$241K 0.01%
10,822
+4,036
656
$238K 0.01%
+7,007
657
$236K 0.01%
39,910
+5,463
658
$236K 0.01%
+1,596
659
$235K 0.01%
+2,738
660
$235K 0.01%
+2,598
661
$232K 0.01%
3,129
+2,836
662
$229K 0.01%
+4,130
663
$227K 0.01%
+15,661
664
$227K 0.01%
4,060
+3,656
665
$226K 0.01%
30,147
+27,974
666
$225K 0.01%
+58
667
$225K 0.01%
20,531
+18,639
668
$225K 0.01%
17,953
-29,293
669
$223K 0.01%
6,684
-63
670
$223K 0.01%
+16,932
671
$222K 0.01%
+1,739
672
$222K 0.01%
55,338
+32,816
673
$221K 0.01%
10,080
+7,040
674
$221K 0.01%
4,599
+4,023
675
$220K 0.01%
37,846
-77,182