We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TPIC
6626
PUT
DELISTED
TPI Composites
TPIC
$19K ﹤0.01%
24,400
+21,800
+838% +$28.5K
UNL icon
6627
PUT
United States 12 Month Natural Gas Fund
UNL
$13.6M
$19K ﹤0.01%
1,900
VSEC icon
6628
VSE Corp
VSEC
$5.28B
$19K ﹤0.01%
160
+41
+34% +$4.4K
VYGR icon
6629
CALL
Voyager Therapeutics
VYGR
$184M
$19K ﹤0.01%
5,800
+1,100
+23% +$5.14K
LAR
6630
PUT
Lithium Argentina AG
LAR
$903M
$19K ﹤0.01%
9,200
-96,800
-91% -$244K
ADVM
6631
DELISTED
Adverum Biotechnologies
ADVM
$18K ﹤0.01%
4,313
+2,319
+116% +$10.5K
ALTO icon
6632
Alto Ingredients
ALTO
$340M
$18K ﹤0.01%
16,373
-66,610
-80% -$103K
AMX icon
6633
CALL
America Movil
AMX
$74.3B
$18K ﹤0.01%
1,300
+300
+30% +$4.3K
ASB icon
6634
PUT
Associated Banc-Corp
ASB
$5.8B
$18K ﹤0.01%
800
BARK icon
6635
BARK
BARK
$78M
$18K ﹤0.01%
663
-1,194
-64% -$41.8K
CAAS icon
6636
CALL
China Automotive Systems
CAAS
$131M
$18K ﹤0.01%
4,100
+3,700
+925% +$15.9K
CELU icon
6637
Celularity
CELU
$19.4M
$18K ﹤0.01%
10,906
+9,363
+607% +$17.7K
CEPU
6638
Central Puerto
CEPU
$2.16B
$18K ﹤0.01%
1,683
-1,578
-48% -$20.9K
CTRE icon
6639
CareTrust REIT
CTRE
$10B
$18K ﹤0.01%
642
-8,712
-93% -$234K
ERY icon
6640
Direxion Daily Energy Bear 2X ETF
ERY
$39.9M
$18K ﹤0.01%
+876
New +$20K
FBIN icon
6641
CALL
Fortune Brands Innovations
FBIN
$5.91B
$18K ﹤0.01%
300
FOXF icon
6642
CALL
Fox Factory Holding Corp
FOXF
$793M
$18K ﹤0.01%
800
+100
+14% +$2.68K
GAU
6643
PUT
Galiano Gold
GAU
$449M
$18K ﹤0.01%
14,800
+1,600
+12% +$1.97K
GDYN icon
6644
CALL
Grid Dynamics Holdings
GDYN
$569M
$18K ﹤0.01%
1,200
+700
+140% +$14K
GIFI
6645
PUT
DELISTED
Gulf Island Fabrication
GIFI
$18K ﹤0.01%
2,900
-1,500
-34% -$10.1K
GORO icon
6646
CALL
Goldgroup Mining Inc.
GORO
$149M
$18K ﹤0.01%
+36,000
New +$14.9K
GSG icon
6647
CALL
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1B
$18K ﹤0.01%
800
+200
+33% +$4.5K
IEX icon
6648
CALL
IDEX
IEX
$17.1B
$18K ﹤0.01%
+100
New +$19.9K
IRS
6649
IRSA Inversiones y Representaciones
IRS
$1.31B
$18K ﹤0.01%
+1,444
New +$20.4K
IWC icon
6650
iShares Micro-Cap ETF
IWC
$1.43B
$18K ﹤0.01%
+164
New +$20.4K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.