We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TECH icon
6476
PUT
Bio-Techne
TECH
$11.2B
$23K ﹤0.01%
400
-2,800
-88% -$190K
UVE icon
6477
CALL
Universal Insurance Holdings
UVE
$1.26B
$23K ﹤0.01%
1,000
-2,500
-71% -$51.5K
VMEO
6478
CALL
DELISTED
Vimeo
VMEO
$23K ﹤0.01%
4,500
-4,900
-52% -$29.7K
WFG icon
6479
CALL
West Fraser Timber
WFG
$5.21B
$23K ﹤0.01%
300
+200
+200% +$16.5K
WRAP icon
6480
Wrap Technologies
WRAP
$90.9M
$23K ﹤0.01%
13,666
-5,763
-30% -$11.9K
YEXT icon
6481
Yext
YEXT
$573M
$23K ﹤0.01%
3,816
+283
+8% +$1.83K
KLC
6482
CALL
KinderCare Learning Companies
KLC
$645M
$23K ﹤0.01%
2,000
+1,700
+567% +$31.5K
ACES icon
6483
ALPS Clean Energy ETF
ACES
$106M
$22K ﹤0.01%
1,000
+923
+1,199% +$23K
AIR icon
6484
PUT
AAR Corp
AIR
$5.4B
$22K ﹤0.01%
400
+200
+100% +$13.3K
AIT icon
6485
CALL
Applied Industrial Technologies
AIT
$12.4B
$22K ﹤0.01%
100
-9,500
-99% -$2.34M
AMWL icon
6486
CALL
American Well
AMWL
$180M
$22K ﹤0.01%
+2,800
New +$26.7K
AWAY icon
6487
Amplify Travel Tech ETF
AWAY
$25.8M
$22K ﹤0.01%
1,150
+1,137
+8,746% +$24.2K
BRCC icon
6488
PUT
BRC Inc
BRCC
$122M
$22K ﹤0.01%
10,600
-1,800
-15% -$4.59K
BRSP
6489
CALL
BrightSpire Capital
BRSP
$651M
$22K ﹤0.01%
4,000
CEPU
6490
PUT
Central Puerto
CEPU
$2.16B
$22K ﹤0.01%
2,000
+1,000
+100% +$13.2K
CTLP
6491
PUT
DELISTED
Cantaloupe
CTLP
$22K ﹤0.01%
2,900
+2,000
+222% +$17.8K
CXDO icon
6492
Crexendo
CXDO
$217M
$22K ﹤0.01%
4,643
+158
+4% +$927
FBP icon
6493
First Bancorp
FBP
$4.41B
$22K ﹤0.01%
1,152
+1,089
+1,729% +$21.2K
FELC icon
6494
PUT
Fidelity Enhanced Large Cap Core ETF
FELC
$7.78B
$22K ﹤0.01%
400
-100
-20% -$3.29K
FKWL icon
6495
CALL
Franklin Wireless
FKWL
$27.2M
$22K ﹤0.01%
+3,900
New +$22.1K
FULT icon
6496
Fulton Financial
FULT
$4.68B
$22K ﹤0.01%
+1,236
New +$24.1K
LKFT
6497
CALL
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.82B
$22K ﹤0.01%
900
-15,300
-94% -$387K
GNE icon
6498
PUT
Genie Energy
GNE
$370M
$22K ﹤0.01%
+1,500
New +$21.9K
AGIG
6499
Abundia Global Impact Group
AGIG
$40.5M
$22K ﹤0.01%
2,877
+1,314
+84% +$17.3K
KBA icon
6500
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
$22K ﹤0.01%
948
+500
+112% +$11.7K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.