Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$430K ﹤0.01%
17,667
+14,555
627
$430K ﹤0.01%
60,416
+17,034
628
$429K ﹤0.01%
27,960
+537
629
$425K ﹤0.01%
+107,482
630
$425K ﹤0.01%
+181,914
631
$424K ﹤0.01%
13,061
-6,483
632
$423K ﹤0.01%
23,194
+20,032
633
$422K ﹤0.01%
+95,950
634
$421K ﹤0.01%
3,482
-65,997
635
$421K ﹤0.01%
4,668
+3,950
636
$419K ﹤0.01%
+9,829
637
$418K ﹤0.01%
14,195
-65,895
638
$418K ﹤0.01%
31,723
-48,772
639
$415K ﹤0.01%
3,500
+460
640
$414K ﹤0.01%
26,915
-182,380
641
$414K ﹤0.01%
69,129
+52,528
642
$413K ﹤0.01%
2,909
+1,812
643
$411K ﹤0.01%
22,923
-31,915
644
$410K ﹤0.01%
+14,445
645
$410K ﹤0.01%
177,540
+163,734
646
$407K ﹤0.01%
+21,500
647
$406K ﹤0.01%
4,682
+288
648
$406K ﹤0.01%
+67,823
649
$403K ﹤0.01%
+50,793
650
$402K ﹤0.01%
22,713
+20,813