Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$407K ﹤0.01%
22,488
-34,569
627
$406K ﹤0.01%
+4,183
628
$405K ﹤0.01%
19,912
-2,427
629
$404K ﹤0.01%
36,947
+36,539
630
$403K ﹤0.01%
10,499
+1,320
631
$394K ﹤0.01%
7,161
-543
632
$392K ﹤0.01%
+43,235
633
$390K ﹤0.01%
7,352
+997
634
$389K ﹤0.01%
10,780
-111,949
635
$387K ﹤0.01%
5,407
-5,014
636
$386K ﹤0.01%
6,044
+438
637
$386K ﹤0.01%
3,040
-1,750
638
$386K ﹤0.01%
+13,520
639
$384K ﹤0.01%
49,416
-41,883
640
$384K ﹤0.01%
10,795
-28,061
641
$381K ﹤0.01%
+14,331
642
$379K ﹤0.01%
4,848
+2,877
643
$378K ﹤0.01%
+2,557
644
$378K ﹤0.01%
215,271
+210,017
645
$377K ﹤0.01%
42,083
-22,170
646
$376K ﹤0.01%
+15,124
647
$376K ﹤0.01%
+3,709
648
$375K ﹤0.01%
55,619
-23,343
649
$373K ﹤0.01%
13,276
+7,235
650
$372K ﹤0.01%
24,409
-11,158