Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$555K ﹤0.01%
+1,636
627
$554K ﹤0.01%
4,291
+3,175
628
$554K ﹤0.01%
23,038
-3,458
629
$551K ﹤0.01%
+4,803
630
$550K ﹤0.01%
+9,195
631
$550K ﹤0.01%
9,977
+7,549
632
$548K ﹤0.01%
89,839
+77,949
633
$546K ﹤0.01%
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634
$545K ﹤0.01%
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-13,244
635
$545K ﹤0.01%
5,993
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636
$545K ﹤0.01%
158,642
+36,603
637
$544K ﹤0.01%
51,058
-33,390
638
$544K ﹤0.01%
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639
$544K ﹤0.01%
7,256
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640
$543K ﹤0.01%
17,954
+11,040
641
$541K ﹤0.01%
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642
$541K ﹤0.01%
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643
$540K ﹤0.01%
+9,816
644
$539K ﹤0.01%
48,981
+20,442
645
$536K ﹤0.01%
12,129
-6,569
646
$536K ﹤0.01%
13,029
+10,411
647
$536K ﹤0.01%
6,867
-3,205
648
$533K ﹤0.01%
+2,857
649
$532K ﹤0.01%
+47,918
650
$532K ﹤0.01%
141,271
+102,389