Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$296K ﹤0.01%
+94,042
627
$296K ﹤0.01%
20,725
+13,946
628
$292K ﹤0.01%
9,551
-3,071
629
$291K ﹤0.01%
+1,084
630
$291K ﹤0.01%
+2,282
631
$289K ﹤0.01%
7,087
+3,023
632
$289K ﹤0.01%
14,063
+12,952
633
$287K ﹤0.01%
41,098
-1,250
634
$286K ﹤0.01%
+14,187
635
$286K ﹤0.01%
4,885
-7,906
636
$286K ﹤0.01%
8,239
-13,649
637
$286K ﹤0.01%
+1,683
638
$285K ﹤0.01%
20,441
+10,044
639
$285K ﹤0.01%
+5,690
640
$284K ﹤0.01%
+40,706
641
$284K ﹤0.01%
4,875
-5,501
642
$284K ﹤0.01%
+1,542
643
$282K ﹤0.01%
+1,120
644
$281K ﹤0.01%
17,287
+13,944
645
$281K ﹤0.01%
34,472
+28,672
646
$281K ﹤0.01%
42,817
+18,894
647
$278K ﹤0.01%
+15,484
648
$275K ﹤0.01%
4,065
+108
649
$274K ﹤0.01%
3,125
-64,277
650
$274K ﹤0.01%
32,948
+24,521