Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$284K ﹤0.01%
+4,484
627
$284K ﹤0.01%
3,853
+2,939
628
$283K ﹤0.01%
12,077
+10,821
629
$283K ﹤0.01%
+4,557
630
$283K ﹤0.01%
2,131
-24,865
631
$282K ﹤0.01%
5,568
-1,457
632
$282K ﹤0.01%
5,510
-34,820
633
$282K ﹤0.01%
+29,076
634
$282K ﹤0.01%
5,539
-17,624
635
$280K ﹤0.01%
10,230
+8,560
636
$280K ﹤0.01%
+5,691
637
$280K ﹤0.01%
+3,956
638
$279K ﹤0.01%
+6,663
639
$279K ﹤0.01%
+10,856
640
$279K ﹤0.01%
4,228
+1,919
641
$273K ﹤0.01%
+7,096
642
$273K ﹤0.01%
+8,720
643
$272K ﹤0.01%
3,885
+2,990
644
$271K ﹤0.01%
6,643
+6,353
645
$271K ﹤0.01%
+2,785
646
$270K ﹤0.01%
+3,153
647
$269K ﹤0.01%
38,456
+19,245
648
$269K ﹤0.01%
+7,374
649
$269K ﹤0.01%
+4,122
650
$268K ﹤0.01%
3,813
+438