Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
626
$125K 0.01%
2,729
+2,045
627
$123K 0.01%
+3,573
628
$123K 0.01%
+2,350
629
$122K 0.01%
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630
$122K 0.01%
+3,112
631
$121K 0.01%
+5,301
632
$120K 0.01%
+6,455
633
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634
$120K 0.01%
3,031
+2,478
635
$118K 0.01%
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636
$118K 0.01%
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637
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638
$116K 0.01%
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639
$116K 0.01%
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640
$115K 0.01%
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641
$115K 0.01%
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642
$114K 0.01%
3,793
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643
$114K 0.01%
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$114K 0.01%
5,285
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645
$113K 0.01%
4,907
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646
$112K 0.01%
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647
$112K 0.01%
2,423
-41
648
$112K 0.01%
+3,033
649
$112K 0.01%
+5,071
650
$112K 0.01%
4,093
+3,754