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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+0.54%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$1.19B
AUM Growth
+$333M
Cap. Flow
+$279M
Cap. Flow %
23.35%
Top 10 Hldgs %
20.47%
Holding
6,639
New
1,607
Increased
1,829
Reduced
1,589
Closed
1,438

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$54.6M
2
AAPL icon
Apple
AAPL
+$29.1M
3
META icon
Meta Platforms (Facebook)
META
+$15.7M
4
IBM icon
IBM
IBM
+$13.8M
5
BIDU icon
Baidu
BIDU
+$10.6M

Sector Composition

Rank Sector Weight
1 Communication Services 14.27%
2 Technology 10.3%
3 Healthcare 7.76%
4 Consumer Discretionary 6.32%
5 Financials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
RNDY
6426
CALL
DELISTED
ROUNDYS INC COM STK
RNDY
-8
Closed -$1K
HKTV
6427
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
-2
Closed
PGN
6428
PUT
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
-15
Closed -$1K
UIL
6429
CALL
DELISTED
UIL HOLDINGS
UIL
-4
Closed -$1K
HELI
6430
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
$0 ﹤0.01%
+17
New +$691
WX
6431
CALL
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
-10
Closed -$1K
STNR
6432
DELISTED
STEINER LEISURE LTD
STNR
-4
Closed -$202
PLNR
6433
DELISTED
PLANAR SYSTEMS INC
PLNR
-390
Closed -$2K
GAME
6434
PUT
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
-95
Closed -$8K
SIAL
6435
CALL
DELISTED
SIGMA - ALDRICH CORP
SIAL
-100
Closed -$9K
XOOM
6436
CALL
DELISTED
XOOM CORP COM
XOOM
-20
Closed -$1K
ONCY
6437
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
-646
Closed -$439
ONCY
6438
PUT
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
-17
Closed -$2K
CYN
6439
CALL
DELISTED
CITY NATIONAL CORPORATION
CYN
-1
Closed -$1K
ESCR
6440
DELISTED
ESCALERA RESOURCES CO
ESCR
$0 ﹤0.01%
100
CYBX
6441
DELISTED
CYBERONICS INC
CYBX
-2,022
Closed -$131K
LMNS
6442
CALL
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
-66
Closed -$3K
EROC
6443
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
-4,437
Closed -$11.2K
MEA
6444
DELISTED
METALICO INC
MEA
-1,000
Closed
MEA
6445
PUT
DELISTED
METALICO INC
MEA
-10
Closed -$2K
NOR
6446
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
-38
Closed
AEC
6447
PUT
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
-63
Closed -$1K
MCRL
6448
DELISTED
MICREL INC
MCRL
$0 ﹤0.01%
25
-2,352
-99% -$33.1K
EXL
6449
DELISTED
EXCEL TRUST , INC COM STK
EXL
$0 ﹤0.01%
1
-2,995
-100% -$47K
EXL
6450
PUT
DELISTED
EXCEL TRUST , INC COM STK
EXL
-30
Closed -$7K

Similar funds

Simplex Trading's Q2 2015 Portfolio in Review

As of Q2 2015, Simplex Trading held 6,639 positions worth $1.19B, up 39% from $860M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Simplex Trading deployed $279M of net new capital in Q2 2015, opening 1,607 new positions and adding to 1,829 existing holdings. Its largest new stake was IBM: 85,948 shares worth $13.4M.

By sector, the portfolio is most concentrated in Communication Services at 14% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Intel, an estimated $5.04M trimmed.

  • Simplex Trading's largest Q2 2015 buy was IBM: 85,948 shares worth $13.4M.
  • Simplex Trading added most to Alphabet (Google) Class C in Q2 2015, an estimated $54.6M increase.
  • Simplex Trading's biggest Q2 2015 reduction was Intel, cutting an estimated $5.04M.
  • Simplex Trading fully exited State Street SPDR S&P 500 ETF Trust in Q2 2015, selling an estimated $10.1M.
  • Simplex Trading's ten largest holdings make up 20% of its $1.19B portfolio in Q2 2015.
  • Simplex Trading opened 1,607 new positions and closed 1,438 in Q2 2015.
  • Simplex Trading's portfolio value rose 39% quarter-over-quarter to $1.19B.

Based on Simplex Trading's 13F filing for Q2 2015, filed 8 Jul 2015.