Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$434K ﹤0.01%
6,433
+5,480
602
$432K ﹤0.01%
15,327
+1,427
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$431K ﹤0.01%
8,570
-10,670
604
$430K ﹤0.01%
55,858
-55,777
605
$430K ﹤0.01%
7,229
+6,773
606
$430K ﹤0.01%
4,394
+4,163
607
$427K ﹤0.01%
+2,200
608
$427K ﹤0.01%
6,199
-35,780
609
$425K ﹤0.01%
14,782
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610
$424K ﹤0.01%
4,225
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611
$423K ﹤0.01%
139,362
+23,296
612
$422K ﹤0.01%
13,908
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613
$421K ﹤0.01%
85,917
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614
$420K ﹤0.01%
20,992
+20,614
615
$419K ﹤0.01%
+54,219
616
$419K ﹤0.01%
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617
$418K ﹤0.01%
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618
$417K ﹤0.01%
61,060
-196,530
619
$416K ﹤0.01%
+21,404
620
$415K ﹤0.01%
67,100
+16,052
621
$412K ﹤0.01%
6,348
+4,670
622
$412K ﹤0.01%
14,706
-63,521
623
$412K ﹤0.01%
15,049
-47,905
624
$410K ﹤0.01%
8,953
+5,244
625
$408K ﹤0.01%
13,216
+9,220