Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
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38,245
-11,515
602
$872K ﹤0.01%
+36,176
603
$872K ﹤0.01%
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604
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605
$870K ﹤0.01%
9,050
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606
$868K ﹤0.01%
7,551
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43,734
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$863K ﹤0.01%
40,974
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$863K ﹤0.01%
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$861K ﹤0.01%
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612
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48,631
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$860K ﹤0.01%
26,965
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$859K ﹤0.01%
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$854K ﹤0.01%
18,025
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619
$851K ﹤0.01%
95,945
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$851K ﹤0.01%
21,354
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$851K ﹤0.01%
17,109
+16,509
622
$847K ﹤0.01%
21,173
-11,625
623
$847K ﹤0.01%
2,684
+1,339
624
$845K ﹤0.01%
23,253
-1,130
625
$845K ﹤0.01%
18,108
+6,846