Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$593K ﹤0.01%
+17,318
602
$591K ﹤0.01%
13,153
+11,280
603
$589K ﹤0.01%
+6,762
604
$588K ﹤0.01%
10,933
+8,993
605
$587K ﹤0.01%
3,330
-215
606
$583K ﹤0.01%
10,820
+2,678
607
$583K ﹤0.01%
18,451
+11,736
608
$582K ﹤0.01%
+21,399
609
$582K ﹤0.01%
+3,295
610
$581K ﹤0.01%
+3,228
611
$579K ﹤0.01%
+11,102
612
$578K ﹤0.01%
4,355
-627
613
$578K ﹤0.01%
2,706
+2,283
614
$574K ﹤0.01%
4,035
-480
615
$573K ﹤0.01%
+23,118
616
$572K ﹤0.01%
+46,530
617
$570K ﹤0.01%
4,109
+2,435
618
$569K ﹤0.01%
+5,152
619
$567K ﹤0.01%
26,030
+23,615
620
$567K ﹤0.01%
4,850
621
$564K ﹤0.01%
+14,518
622
$563K ﹤0.01%
5,462
+3,038
623
$559K ﹤0.01%
35,025
+29,132
624
$557K ﹤0.01%
4,344
+3,758
625
$556K ﹤0.01%
+19,400