Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$562K ﹤0.01%
32,747
-28,223
602
$560K ﹤0.01%
2,393
+1,570
603
$560K ﹤0.01%
+24,553
604
$558K ﹤0.01%
114,886
+110,509
605
$557K ﹤0.01%
17,486
-51,833
606
$556K ﹤0.01%
3,786
-2,665
607
$554K ﹤0.01%
+8,846
608
$553K ﹤0.01%
+4,515
609
$551K ﹤0.01%
+29,920
610
$549K ﹤0.01%
28,715
-9,281
611
$546K ﹤0.01%
+18,826
612
$545K ﹤0.01%
174,213
+160,719
613
$543K ﹤0.01%
3,140
-6,807
614
$542K ﹤0.01%
1,015
-11,327
615
$542K ﹤0.01%
12,610
-21,417
616
$542K ﹤0.01%
+1,919
617
$539K ﹤0.01%
4,850
-4,739
618
$538K ﹤0.01%
13,906
-17,798
619
$538K ﹤0.01%
30,297
+22,498
620
$538K ﹤0.01%
6,792
-10,168
621
$537K ﹤0.01%
20,514
+14,299
622
$536K ﹤0.01%
+1,550
623
$535K ﹤0.01%
22,097
-37,967
624
$535K ﹤0.01%
+156,482
625
$535K ﹤0.01%
5,167
+3,857