Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$319K ﹤0.01%
+20,186
602
$318K ﹤0.01%
29,204
-20,001
603
$318K ﹤0.01%
6,283
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604
$317K ﹤0.01%
45,313
+44,589
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$317K ﹤0.01%
11,149
+9,430
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$315K ﹤0.01%
25,125
-21,525
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$314K ﹤0.01%
31,792
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608
$313K ﹤0.01%
4,315
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$312K ﹤0.01%
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610
$312K ﹤0.01%
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611
$311K ﹤0.01%
8,584
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612
$310K ﹤0.01%
19,576
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613
$309K ﹤0.01%
5,804
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614
$304K ﹤0.01%
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$304K ﹤0.01%
10,882
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$304K ﹤0.01%
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617
$303K ﹤0.01%
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618
$303K ﹤0.01%
75,234
-9,601
619
$299K ﹤0.01%
3,472
-6,877
620
$299K ﹤0.01%
5,603
+827
621
$298K ﹤0.01%
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622
$298K ﹤0.01%
5,827
-44,942
623
$297K ﹤0.01%
+7,709
624
$296K ﹤0.01%
14,247
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625
$296K ﹤0.01%
2,007
-5,927