Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$307K ﹤0.01%
+25,115
602
$305K ﹤0.01%
65,635
+60,077
603
$305K ﹤0.01%
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604
$303K ﹤0.01%
7,116
-1,204
605
$302K ﹤0.01%
71,279
+51,335
606
$302K ﹤0.01%
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607
$300K ﹤0.01%
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608
$299K ﹤0.01%
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609
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610
$298K ﹤0.01%
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611
$298K ﹤0.01%
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612
$297K ﹤0.01%
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613
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614
$295K ﹤0.01%
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$295K ﹤0.01%
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616
$294K ﹤0.01%
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617
$292K ﹤0.01%
17,263
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618
$292K ﹤0.01%
27,343
+12,669
619
$291K ﹤0.01%
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620
$290K ﹤0.01%
1,799
-1,504
621
$290K ﹤0.01%
+40,472
622
$289K ﹤0.01%
20,219
+14,469
623
$289K ﹤0.01%
2,535
-5,421
624
$286K ﹤0.01%
19,038
+251
625
$284K ﹤0.01%
6,012
+142