Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$256K ﹤0.01%
22,198
-28,458
602
$256K ﹤0.01%
23,338
+1,408
603
$253K ﹤0.01%
2,130
+1,983
604
$252K ﹤0.01%
8,799
+2,476
605
$250K ﹤0.01%
57,808
+17,706
606
$250K ﹤0.01%
+5,122
607
$249K ﹤0.01%
+4,022
608
$249K ﹤0.01%
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609
$249K ﹤0.01%
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610
$247K ﹤0.01%
5,636
+5,556
611
$246K ﹤0.01%
+2,213
612
$246K ﹤0.01%
11,221
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613
$245K ﹤0.01%
5,417
-22,516
614
$243K ﹤0.01%
3,481
+2,729
615
$242K ﹤0.01%
13,747
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616
$242K ﹤0.01%
12,651
-9,392
617
$242K ﹤0.01%
96,195
-28,523
618
$241K ﹤0.01%
49,847
+13,357
619
$241K ﹤0.01%
28,550
+15,420
620
$240K ﹤0.01%
+4,092
621
$239K ﹤0.01%
15,437
+8,672
622
$239K ﹤0.01%
41,066
+33,414
623
$237K ﹤0.01%
21,057
+6,423
624
$236K ﹤0.01%
937
-206
625
$235K ﹤0.01%
15,749
-28,753