Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$225K ﹤0.01%
+5,314
602
$224K ﹤0.01%
+11,645
603
$223K ﹤0.01%
3,334
-3,382
604
$223K ﹤0.01%
19,466
+13,155
605
$222K ﹤0.01%
1,789
+1,432
606
$222K ﹤0.01%
+1,587
607
$221K ﹤0.01%
9,572
-777
608
$221K ﹤0.01%
+1,161
609
$221K ﹤0.01%
5,490
+5,464
610
$221K ﹤0.01%
+19,579
611
$220K ﹤0.01%
+21,153
612
$219K ﹤0.01%
3,716
+3,150
613
$219K ﹤0.01%
13,864
-26,231
614
$219K ﹤0.01%
+24,707
615
$219K ﹤0.01%
7,070
+2,120
616
$216K ﹤0.01%
+5,039
617
$216K ﹤0.01%
21,037
+874
618
$215K ﹤0.01%
4,787
+2,185
619
$215K ﹤0.01%
+15,153
620
$214K ﹤0.01%
+2,343
621
$214K ﹤0.01%
15,225
-18,218
622
$214K ﹤0.01%
9,109
+8,685
623
$213K ﹤0.01%
62,520
+48,077
624
$213K ﹤0.01%
5,868
+5,386
625
$212K ﹤0.01%
+13,057