Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
601
$327K ﹤0.01%
4,457
-14,528
602
$326K ﹤0.01%
4,572
+3,044
603
$325K ﹤0.01%
2,380
+88
604
$324K ﹤0.01%
+4,425
605
$323K ﹤0.01%
951
-4,072
606
$322K ﹤0.01%
+8,433
607
$321K ﹤0.01%
17,962
+6,670
608
$320K ﹤0.01%
29,986
-14,557
609
$320K ﹤0.01%
1,827
-7,908
610
$320K ﹤0.01%
6,952
+362
611
$319K ﹤0.01%
12,563
+4,890
612
$319K ﹤0.01%
+10,370
613
$318K ﹤0.01%
+11,908
614
$318K ﹤0.01%
109,334
+104,336
615
$318K ﹤0.01%
+2,898
616
$318K ﹤0.01%
12,599
+3,904
617
$313K ﹤0.01%
+8,281
618
$312K ﹤0.01%
4,498
+2,042
619
$312K ﹤0.01%
26,174
+9,067
620
$311K ﹤0.01%
8,813
+8,291
621
$310K ﹤0.01%
+2,608
622
$310K ﹤0.01%
+1,362
623
$308K ﹤0.01%
+26,114
624
$307K ﹤0.01%
+6,001
625
$304K ﹤0.01%
6,632
-11,997