Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$617K ﹤0.01%
43,210
+7,024
577
$613K ﹤0.01%
+9,100
578
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22,544
-40,722
579
$611K ﹤0.01%
7,668
-65,540
580
$611K ﹤0.01%
25,654
-13,031
581
$610K ﹤0.01%
14,142
+13,208
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$605K ﹤0.01%
+5,975
583
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10,342
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584
$599K ﹤0.01%
59,399
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585
$599K ﹤0.01%
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586
$599K ﹤0.01%
86,556
+43,978
587
$597K ﹤0.01%
47,577
-28,318
588
$597K ﹤0.01%
212,012
+14,915
589
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+7,176
590
$592K ﹤0.01%
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591
$589K ﹤0.01%
53,368
+33,155
592
$589K ﹤0.01%
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593
$586K ﹤0.01%
53,511
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594
$585K ﹤0.01%
+19,144
595
$585K ﹤0.01%
14,493
-12,790
596
$585K ﹤0.01%
+63,991
597
$585K ﹤0.01%
+19,801
598
$578K ﹤0.01%
+58,940
599
$578K ﹤0.01%
+9,465
600
$578K ﹤0.01%
7,592
-12,155