Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$617K ﹤0.01%
+48,257
577
$615K ﹤0.01%
1,930
-357
578
$609K ﹤0.01%
7,933
+3,670
579
$604K ﹤0.01%
7,545
+7,239
580
$602K ﹤0.01%
71,527
+41,393
581
$595K ﹤0.01%
28,543
+21,262
582
$594K ﹤0.01%
127,006
+112,574
583
$590K ﹤0.01%
6,543
+6,299
584
$587K ﹤0.01%
6,012
-6,116
585
$582K ﹤0.01%
11,684
+4,358
586
$582K ﹤0.01%
29,000
+16,897
587
$581K ﹤0.01%
11,648
+1,089
588
$579K ﹤0.01%
+17,746
589
$578K ﹤0.01%
5,101
+3,867
590
$578K ﹤0.01%
+16,152
591
$577K ﹤0.01%
13,337
+11,422
592
$577K ﹤0.01%
32,538
+15,900
593
$577K ﹤0.01%
25,680
+20,313
594
$574K ﹤0.01%
105,738
+72,051
595
$571K ﹤0.01%
9,014
+264
596
$570K ﹤0.01%
27,447
+11,928
597
$570K ﹤0.01%
+46,400
598
$569K ﹤0.01%
+36,532
599
$567K ﹤0.01%
16,463
+9,912
600
$562K ﹤0.01%
21,617
+16,989