Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$277K ﹤0.01%
+9,720
577
$276K ﹤0.01%
18,029
+3,300
578
$275K ﹤0.01%
3,929
+2,800
579
$275K ﹤0.01%
28,304
+10,371
580
$275K ﹤0.01%
+35,088
581
$273K ﹤0.01%
+8,349
582
$273K ﹤0.01%
12,441
+11,895
583
$272K ﹤0.01%
2,194
-575
584
$272K ﹤0.01%
69,036
+27,162
585
$271K ﹤0.01%
+1,905
586
$270K ﹤0.01%
2,841
-884
587
$270K ﹤0.01%
11,312
-37,941
588
$270K ﹤0.01%
+2,544
589
$269K ﹤0.01%
19,390
-19,213
590
$268K ﹤0.01%
88,679
+85,582
591
$268K ﹤0.01%
43,868
-28,239
592
$267K ﹤0.01%
15,836
-56,914
593
$266K ﹤0.01%
+14,015
594
$263K ﹤0.01%
+4,278
595
$261K ﹤0.01%
+5,292
596
$260K ﹤0.01%
2,249
-8,136
597
$260K ﹤0.01%
16,486
-34,831
598
$258K ﹤0.01%
+7,386
599
$257K ﹤0.01%
16,392
+14,602
600
$257K ﹤0.01%
18,865
+12,739