Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$352K ﹤0.01%
2,499
-1,156
577
$352K ﹤0.01%
+21,115
578
$351K ﹤0.01%
+50,345
579
$351K ﹤0.01%
24,413
-59,460
580
$350K ﹤0.01%
10,300
+6,209
581
$349K ﹤0.01%
25,244
-19,432
582
$349K ﹤0.01%
18,351
-11,324
583
$347K ﹤0.01%
12,060
+10,619
584
$347K ﹤0.01%
4,340
+2,088
585
$346K ﹤0.01%
+4,055
586
$344K ﹤0.01%
+7,591
587
$344K ﹤0.01%
+6,200
588
$343K ﹤0.01%
+8,385
589
$341K ﹤0.01%
19,079
-3,014
590
$340K ﹤0.01%
4,418
-20,260
591
$340K ﹤0.01%
+9,742
592
$340K ﹤0.01%
+4,301
593
$340K ﹤0.01%
+3,187
594
$339K ﹤0.01%
+6,122
595
$338K ﹤0.01%
21,252
+21,158
596
$337K ﹤0.01%
5,225
-22,442
597
$335K ﹤0.01%
4,237
+4,194
598
$333K ﹤0.01%
3,138
-1,979
599
$332K ﹤0.01%
+57,292
600
$329K ﹤0.01%
+9,295