Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
576
$253K 0.01%
5,807
+3,298
577
$252K 0.01%
+3,743
578
$252K 0.01%
3,296
+2,284
579
$250K 0.01%
6,645
-1,002
580
$250K 0.01%
+23,340
581
$250K 0.01%
31,813
-3,510
582
$246K 0.01%
+6,705
583
$245K 0.01%
4,013
-9,857
584
$243K 0.01%
+8,680
585
$242K 0.01%
3,375
-9,695
586
$242K 0.01%
15,625
+2,723
587
$240K 0.01%
+2,822
588
$239K 0.01%
14,741
-18,908
589
$237K 0.01%
4,539
+679
590
$236K 0.01%
9,767
-1,621
591
$236K 0.01%
5,956
-2,827
592
$235K 0.01%
8,762
+5,796
593
$233K 0.01%
1,544
-1,449
594
$232K 0.01%
17,898
+14,354
595
$231K 0.01%
3,993
+1,102
596
$231K 0.01%
+4,583
597
$231K 0.01%
3,688
-14,581
598
$230K 0.01%
+29,033
599
$230K 0.01%
+4,589
600
$229K 0.01%
17,459
+2,401