Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$510K ﹤0.01%
172,900
-35,296
552
$509K ﹤0.01%
+4,505
553
$507K ﹤0.01%
22,074
+13,716
554
$505K ﹤0.01%
7,473
-21,809
555
$505K ﹤0.01%
13,255
-45,930
556
$505K ﹤0.01%
11,611
-6,389
557
$503K ﹤0.01%
78,695
+70,399
558
$502K ﹤0.01%
81,741
+3,677
559
$501K ﹤0.01%
+3,217
560
$501K ﹤0.01%
2,608
-1,142
561
$497K ﹤0.01%
247,557
+168,853
562
0
563
$494K ﹤0.01%
116,672
+60,324
564
$492K ﹤0.01%
+54,032
565
$492K ﹤0.01%
23,735
+19,214
566
$486K ﹤0.01%
4,713
+3,254
567
$482K ﹤0.01%
95,473
+32,443
568
$481K ﹤0.01%
145,332
+52,624
569
$481K ﹤0.01%
8,855
+2,770
570
$481K ﹤0.01%
4,813
-1,814
571
$476K ﹤0.01%
37,440
+33,695
572
$475K ﹤0.01%
120,278
+53,935
573
$471K ﹤0.01%
7,024
+6,543
574
$468K ﹤0.01%
138,192
+8,991
575
$468K ﹤0.01%
15,699
-3,266