Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$998K ﹤0.01%
1,543
-4,167
552
$996K ﹤0.01%
81,706
+8,047
553
$996K ﹤0.01%
+16,644
554
$995K ﹤0.01%
54,765
+2,724
555
$991K ﹤0.01%
32,911
+16,875
556
$989K ﹤0.01%
253,130
-9,516
557
$981K ﹤0.01%
+6,611
558
$981K ﹤0.01%
141,291
+3,636
559
$980K ﹤0.01%
55,866
-25,687
560
$978K ﹤0.01%
99,357
+5,839
561
$977K ﹤0.01%
31,002
-18,173
562
$976K ﹤0.01%
76,002
-612
563
$970K ﹤0.01%
73,319
+67,791
564
$967K ﹤0.01%
15,609
+3,038
565
$966K ﹤0.01%
+73,903
566
$966K ﹤0.01%
26,743
-31,737
567
$963K ﹤0.01%
185,997
+96,963
568
$953K ﹤0.01%
31,275
-30,762
569
$953K ﹤0.01%
16,822
-76,026
570
$952K ﹤0.01%
+20,046
571
$952K ﹤0.01%
+16,161
572
$951K ﹤0.01%
3,781
+1,177
573
$950K ﹤0.01%
15,847
-1,441
574
$947K ﹤0.01%
44,250
-39,711
575
$946K ﹤0.01%
9,381
-1,917