Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$657K ﹤0.01%
+21,817
552
$656K ﹤0.01%
3,459
+2,406
553
$654K ﹤0.01%
+52,670
554
$652K ﹤0.01%
218,945
+183,427
555
$647K ﹤0.01%
31,076
-37,985
556
$647K ﹤0.01%
60,699
+37,373
557
$646K ﹤0.01%
30,475
+18,742
558
$643K ﹤0.01%
+24,769
559
$641K ﹤0.01%
+19,125
560
$639K ﹤0.01%
+111,938
561
$639K ﹤0.01%
+4,915
562
$638K ﹤0.01%
14,584
+6,989
563
$635K ﹤0.01%
+3,271
564
$635K ﹤0.01%
40,769
-67,258
565
$635K ﹤0.01%
14,218
-11,049
566
$633K ﹤0.01%
6,569
-917
567
$630K ﹤0.01%
14,402
+11,285
568
$629K ﹤0.01%
+11,075
569
$628K ﹤0.01%
12,567
-2,094
570
$628K ﹤0.01%
3,939
+1,369
571
$626K ﹤0.01%
8,950
-2,120
572
$626K ﹤0.01%
16,416
+8,705
573
$622K ﹤0.01%
+19,896
574
$619K ﹤0.01%
3,109
-199
575
$618K ﹤0.01%
+9,012