Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$353K ﹤0.01%
+12,422
552
$353K ﹤0.01%
47,967
+29,158
553
$353K ﹤0.01%
+6,639
554
$350K ﹤0.01%
11,193
+11,053
555
$350K ﹤0.01%
22,584
+20,023
556
$349K ﹤0.01%
549
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557
$347K ﹤0.01%
18,131
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558
$346K ﹤0.01%
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559
$346K ﹤0.01%
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+8,262
560
$344K ﹤0.01%
+7,469
561
$342K ﹤0.01%
+55,438
562
$342K ﹤0.01%
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563
$340K ﹤0.01%
+6,509
564
$339K ﹤0.01%
9,736
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565
$337K ﹤0.01%
5,422
+1,761
566
$337K ﹤0.01%
5,591
-6,486
567
$335K ﹤0.01%
104,597
-34,741
568
$335K ﹤0.01%
13,919
-24,315
569
$335K ﹤0.01%
+3,598
570
$333K ﹤0.01%
11,203
-12,683
571
$332K ﹤0.01%
12,632
+10,849
572
$332K ﹤0.01%
+12,622
573
$330K ﹤0.01%
3,772
-3,712
574
$330K ﹤0.01%
+5,956
575
$330K ﹤0.01%
11,739
-13,866