Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$304K ﹤0.01%
+17,680
552
$304K ﹤0.01%
+11,268
553
$304K ﹤0.01%
92,163
+80,763
554
$304K ﹤0.01%
+4,097
555
$300K ﹤0.01%
5,428
+132
556
$299K ﹤0.01%
+8,047
557
$299K ﹤0.01%
21,701
+17,908
558
$296K ﹤0.01%
339
+67
559
$296K ﹤0.01%
32,016
+30,693
560
$295K ﹤0.01%
+37,757
561
$295K ﹤0.01%
89,666
+48,416
562
$292K ﹤0.01%
+3,527
563
$291K ﹤0.01%
5,486
+4,382
564
$288K ﹤0.01%
3,207
+2,408
565
$288K ﹤0.01%
2,303
-2,432
566
$286K ﹤0.01%
+14,147
567
$283K ﹤0.01%
40,136
-130,321
568
$283K ﹤0.01%
6,988
-11,360
569
$281K ﹤0.01%
16,956
-46,594
570
$281K ﹤0.01%
46,233
+19,893
571
$280K ﹤0.01%
2,476
-281
572
$280K ﹤0.01%
+10,819
573
$279K ﹤0.01%
43,620
-94,662
574
$278K ﹤0.01%
+3,556
575
$278K ﹤0.01%
6,903
-1,597