Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$299K ﹤0.01%
+21,171
552
$298K ﹤0.01%
+36,490
553
$298K ﹤0.01%
8,269
+7,069
554
$298K ﹤0.01%
9,417
+5,441
555
$295K ﹤0.01%
14,729
+4,681
556
$294K ﹤0.01%
+23,589
557
$294K ﹤0.01%
+41,874
558
$292K ﹤0.01%
4,153
-1,371
559
$292K ﹤0.01%
14,378
+13,278
560
$291K ﹤0.01%
20,931
+19,580
561
$290K ﹤0.01%
9,403
-32,027
562
$288K ﹤0.01%
8,009
+4,593
563
$287K ﹤0.01%
+3,470
564
$287K ﹤0.01%
+7,162
565
$285K ﹤0.01%
9,205
+6,063
566
$285K ﹤0.01%
+6,081
567
$284K ﹤0.01%
25,668
+13,549
568
$283K ﹤0.01%
29,360
+8,310
569
$283K ﹤0.01%
39,083
+33,957
570
$282K ﹤0.01%
+10,410
571
$281K ﹤0.01%
+32,917
572
$280K ﹤0.01%
225
+181
573
$280K ﹤0.01%
9,399
-26,257
574
$279K ﹤0.01%
+5,296
575
$279K ﹤0.01%
14,714
+4,268