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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ORIO
5476
CALL
Orion Digital Corp
ORIO
$15.4M
$68K ﹤0.01%
79,500
+15,300
+24% +$17.4K
MSGE icon
5477
CALL
Madison Square Garden
MSGE
$3.65B
$68K ﹤0.01%
2,100
+800
+62% +$27.9K
NKTX icon
5478
Nkarta
NKTX
$150M
$68K ﹤0.01%
37,239
-167,755
-82% -$344K
PDBA icon
5479
CALL
Invesco Agriculture Commodity Strategy No K-1 ETF
PDBA
$305M
$68K ﹤0.01%
+5,000
New +$180K
RRX icon
5480
PUT
Regal Rexnord
RRX
$13.7B
$68K ﹤0.01%
600
-1,100
-65% -$153K
SILJ icon
5481
Amplify Junior Silver Miners ETF
SILJ
$3.18B
$68K ﹤0.01%
5,617
-1,978
-26% -$22.3K
VLTO icon
5482
CALL
Veralto
VLTO
$23B
$68K ﹤0.01%
700
-87,200
-99% -$8.7M
TOFR
5483
CALL
DELISTED
Stock Split Index Fund
TOFR
$68K ﹤0.01%
+2,000
New +$68K
EQH icon
5484
Equitable Holdings
EQH
$13B
$67K ﹤0.01%
+1,288
New +$67.4K
NABL icon
5485
PUT
N-able
NABL
$882M
$67K ﹤0.01%
+9,500
New +$84.5K
PACK icon
5486
PUT
Ranpak Holdings
PACK
$439M
$67K ﹤0.01%
+12,500
New +$82.2K
PGNY icon
5487
PUT
Progyny
PGNY
$2.44B
$67K ﹤0.01%
3,000
-16,200
-84% -$349K
SANA icon
5488
PUT
Sana Biotechnology
SANA
$871M
$67K ﹤0.01%
40,300
+33,400
+484% +$93.4K
SENS icon
5489
Senseonics Holdings Inc
SENS
$263M
$67K ﹤0.01%
+5,114
New +$84.5K
SNBR
5490
CALL
DELISTED
Sleep Number
SNBR
$67K ﹤0.01%
10,600
+6,200
+141% +$82.9K
USNA icon
5491
CALL
Usana Health Sciences
USNA
$408M
$67K ﹤0.01%
+2,500
New +$79.1K
CMRX
5492
PUT
DELISTED
Chimerix, Inc.
CMRX
$67K ﹤0.01%
7,900
-8,000
-50% -$44.1K
CAAS icon
5493
China Automotive Systems
CAAS
$136M
$66K ﹤0.01%
14,979
-8,127
-35% -$35K
COTY icon
5494
CALL
Coty
COTY
$2.42B
$66K ﹤0.01%
12,200
-96,300
-89% -$603K
KURA icon
5495
PUT
Kura Oncology
KURA
$800M
$66K ﹤0.01%
10,100
+9,500
+1,583% +$74K
PFFA icon
5496
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.45B
$66K ﹤0.01%
3,129
+982
+46% +$21.5K
RIGL icon
5497
CALL
Rigel Pharmaceuticals
RIGL
$681M
$66K ﹤0.01%
3,700
-4,100
-53% -$83.2K
BTCL
5498
CALL
T-Rex 2X Long Bitcoin Daily Target ETF
BTCL
$21.8M
$66K ﹤0.01%
3,100
-6,800
-69% -$318K
DEM icon
5499
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$65K ﹤0.01%
+1,555
New +$64.8K
DOUG icon
5500
PUT
Douglas Elliman
DOUG
$154M
$65K ﹤0.01%
38,200
-23,500
-38% -$42.5K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.