Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
526
$721K ﹤0.01%
285,373
+276,219
527
$720K ﹤0.01%
163,806
+136,168
528
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7,126
-5,135
529
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16,836
+5,825
530
$714K ﹤0.01%
146,077
+57,763
531
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80,669
+52,167
532
$712K ﹤0.01%
233,626
+216,146
533
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534
$706K ﹤0.01%
14,264
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535
$706K ﹤0.01%
9,828
+7,220
536
$701K ﹤0.01%
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537
$698K ﹤0.01%
15,351
-7,953
538
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539
$691K ﹤0.01%
4,730
-5,679
540
$689K ﹤0.01%
36,379
+24,271
541
$687K ﹤0.01%
42,489
-7,597
542
$686K ﹤0.01%
5,464
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543
$686K ﹤0.01%
+8,542
544
$681K ﹤0.01%
25,191
+10,218
545
$681K ﹤0.01%
3,100
+2,738
546
$674K ﹤0.01%
47,641
+3,286
547
$674K ﹤0.01%
+556
548
$672K ﹤0.01%
+4,618
549
$671K ﹤0.01%
+72,136
550
$671K ﹤0.01%
9,818
-3,801