Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
526
$407K ﹤0.01%
22,099
-5,146
527
$407K ﹤0.01%
+25,326
528
$405K ﹤0.01%
23,409
-3,934
529
$402K ﹤0.01%
+15,711
530
$402K ﹤0.01%
31,501
+7,299
531
$400K ﹤0.01%
1,275
-1,998
532
$400K ﹤0.01%
+279,903
533
$399K ﹤0.01%
+22,287
534
$397K ﹤0.01%
15,757
+7,434
535
$397K ﹤0.01%
5,051
+3,952
536
$393K ﹤0.01%
34,845
-60,552
537
$390K ﹤0.01%
1,310
-1,935
538
$389K ﹤0.01%
+5,262
539
$388K ﹤0.01%
32,774
+30,121
540
$387K ﹤0.01%
+18,653
541
$386K ﹤0.01%
+8,054
542
$384K ﹤0.01%
+12,618
543
$382K ﹤0.01%
+24,149
544
$380K ﹤0.01%
+1,530
545
$374K ﹤0.01%
+27,762
546
$373K ﹤0.01%
5,082
+4,991
547
$373K ﹤0.01%
25,215
-42,220
548
$373K ﹤0.01%
11,497
+5,561
549
$372K ﹤0.01%
+1,313
550
$372K ﹤0.01%
5,733
-9,603