Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$647K ﹤0.01%
15,080
-17,567
502
$646K ﹤0.01%
2,795
+430
503
$645K ﹤0.01%
7,306
+7,150
504
$636K ﹤0.01%
66,523
-13,849
505
$634K ﹤0.01%
17,066
+9,889
506
$633K ﹤0.01%
2,162
+1,343
507
$631K ﹤0.01%
4,771
-12,807
508
$630K ﹤0.01%
22,548
+19,397
509
$627K ﹤0.01%
7,604
-4,918
510
$626K ﹤0.01%
+18,225
511
$626K ﹤0.01%
291,530
+246,518
512
$626K ﹤0.01%
19,676
-22,685
513
$623K ﹤0.01%
49,775
+23,015
514
$613K ﹤0.01%
+12,944
515
$612K ﹤0.01%
29,216
-38,760
516
$609K ﹤0.01%
55,332
+3,172
517
$609K ﹤0.01%
17,979
+15,691
518
$601K ﹤0.01%
60,786
+36,004
519
$601K ﹤0.01%
14,790
-19,464
520
$596K ﹤0.01%
+13,459
521
$596K ﹤0.01%
+2,681
522
$594K ﹤0.01%
+64,293
523
$593K ﹤0.01%
16,507
+14,432
524
$593K ﹤0.01%
+9,199
525
$591K ﹤0.01%
63,174
+14,608