Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$599K ﹤0.01%
17,490
+8,758
502
$597K ﹤0.01%
21,433
+6,848
503
$594K ﹤0.01%
174,456
+26,057
504
$593K ﹤0.01%
6,546
+2,830
505
$590K ﹤0.01%
+6,308
506
$590K ﹤0.01%
+9,572
507
$588K ﹤0.01%
96,328
+29,583
508
$586K ﹤0.01%
+1,960
509
$584K ﹤0.01%
3,259
-2,573
510
$582K ﹤0.01%
148,557
-34,351
511
$581K ﹤0.01%
23,028
-119,859
512
$581K ﹤0.01%
+22,443
513
$580K ﹤0.01%
150,884
+32,783
514
$574K ﹤0.01%
5,572
-78
515
$573K ﹤0.01%
+31,452
516
$571K ﹤0.01%
95,799
-62,682
517
$570K ﹤0.01%
+12,327
518
$564K ﹤0.01%
+62,412
519
$563K ﹤0.01%
6,516
-5,769
520
$562K ﹤0.01%
104,410
-58,603
521
$562K ﹤0.01%
+5,242
522
$561K ﹤0.01%
27,838
+26,113
523
$561K ﹤0.01%
+13,600
524
$559K ﹤0.01%
17,320
-4,609
525
$558K ﹤0.01%
+23,385