Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$1.11M ﹤0.01%
48,000
+33,279
502
$1.11M ﹤0.01%
39,222
+32,176
503
$1.11M ﹤0.01%
14,810
-18,018
504
$1.11M ﹤0.01%
23,099
+8,908
505
$1.11M ﹤0.01%
18,486
+5,602
506
$1.11M ﹤0.01%
5,112
-2,018
507
$1.1M ﹤0.01%
115,079
+52,161
508
$1.1M ﹤0.01%
+4,825
509
$1.1M ﹤0.01%
57,413
-17,677
510
$1.1M ﹤0.01%
148,792
+23,662
511
$1.1M ﹤0.01%
17,831
-1,769
512
$1.1M ﹤0.01%
17,836
-31,145
513
$1.09M ﹤0.01%
34,154
+1,679
514
$1.09M ﹤0.01%
23,115
+9,829
515
$1.09M ﹤0.01%
36,892
-4,454
516
$1.09M ﹤0.01%
+1,842
517
$1.09M ﹤0.01%
6,554
+5,409
518
$1.09M ﹤0.01%
107,834
-9,861
519
$1.08M ﹤0.01%
+23,397
520
$1.08M ﹤0.01%
14,788
-3,246
521
$1.08M ﹤0.01%
+2,027
522
$1.07M ﹤0.01%
10,294
+1,018
523
$1.07M ﹤0.01%
30,697
+21,574
524
$1.07M ﹤0.01%
11,708
+4,983
525
$1.06M ﹤0.01%
13,839
-1,009