Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$786K ﹤0.01%
11,613
+3,038
502
$786K ﹤0.01%
91,616
+80,059
503
$783K ﹤0.01%
96,181
+16,319
504
$781K ﹤0.01%
50,956
+34,220
505
$780K ﹤0.01%
+28,891
506
$778K ﹤0.01%
10,072
-2,280
507
$778K ﹤0.01%
+49,065
508
$775K ﹤0.01%
27,754
+27,069
509
$775K ﹤0.01%
43,793
+40,982
510
$769K ﹤0.01%
39,065
-84,152
511
$768K ﹤0.01%
+48,184
512
$767K ﹤0.01%
+23,604
513
$766K ﹤0.01%
9,729
+4,822
514
$766K ﹤0.01%
20,706
+20,098
515
$764K ﹤0.01%
97,294
+24,335
516
$763K ﹤0.01%
33,102
-39,403
517
$759K ﹤0.01%
+4,311
518
$758K ﹤0.01%
+141,006
519
$750K ﹤0.01%
+13,044
520
$743K ﹤0.01%
53,845
+43,115
521
$741K ﹤0.01%
46,996
+18,208
522
$740K ﹤0.01%
+20,710
523
$740K ﹤0.01%
50,647
+24,228
524
$740K ﹤0.01%
42,643
+13,229
525
$739K ﹤0.01%
4,693
-6,931