Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$430K ﹤0.01%
14,557
+5,068
502
$426K ﹤0.01%
897
-3,968
503
$424K ﹤0.01%
+7,008
504
$424K ﹤0.01%
+58,980
505
$423K ﹤0.01%
8,722
+4,863
506
$423K ﹤0.01%
+38,632
507
$413K ﹤0.01%
72,090
+59,896
508
$411K ﹤0.01%
+3,447
509
$411K ﹤0.01%
+27,245
510
$410K ﹤0.01%
82,028
+71,495
511
$409K ﹤0.01%
7,091
+5,490
512
$405K ﹤0.01%
22,856
+22,260
513
$405K ﹤0.01%
13,093
-27,698
514
$403K ﹤0.01%
43,195
+27,012
515
$402K ﹤0.01%
96,980
+67,092
516
$401K ﹤0.01%
5,224
-5,642
517
$395K ﹤0.01%
+39,312
518
$394K ﹤0.01%
171,660
+134,558
519
$394K ﹤0.01%
+10,999
520
$394K ﹤0.01%
32,506
+32,424
521
$393K ﹤0.01%
+8,816
522
$392K ﹤0.01%
+8,608
523
$391K ﹤0.01%
+49,205
524
$390K ﹤0.01%
16,651
+15,714
525
$388K ﹤0.01%
95,397
+42,456