Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$360K ﹤0.01%
+8,058
502
$358K ﹤0.01%
+7,615
503
$358K ﹤0.01%
10,440
-29,546
504
$358K ﹤0.01%
9,620
+4,049
505
$356K ﹤0.01%
+3,038
506
$353K ﹤0.01%
18,453
+18,206
507
$352K ﹤0.01%
33,537
-16,307
508
$351K ﹤0.01%
21,381
-38,461
509
$350K ﹤0.01%
2,769
+1,916
510
$350K ﹤0.01%
12,963
-840
511
$347K ﹤0.01%
+44,329
512
$344K ﹤0.01%
47,122
-36,683
513
$342K ﹤0.01%
+4,804
514
$342K ﹤0.01%
2,576
+172
515
$341K ﹤0.01%
12,840
+9,909
516
$340K ﹤0.01%
+6,576
517
$339K ﹤0.01%
+1,637
518
$339K ﹤0.01%
+1,979
519
$338K ﹤0.01%
10,773
-547
520
$337K ﹤0.01%
21,684
+15,143
521
$336K ﹤0.01%
+4,184
522
$335K ﹤0.01%
+40,394
523
$334K ﹤0.01%
+16,542
524
$333K ﹤0.01%
16,370
+9,664
525
$332K ﹤0.01%
+7,985