Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$296K ﹤0.01%
+2,044
502
$295K ﹤0.01%
+2,235
503
$294K ﹤0.01%
11,867
-11,032
504
$294K ﹤0.01%
9,534
+4,294
505
$294K ﹤0.01%
28,496
+13,053
506
$293K ﹤0.01%
22,054
+19,660
507
$292K ﹤0.01%
+3,946
508
$291K ﹤0.01%
15,612
+13,591
509
$290K ﹤0.01%
6,033
+5,377
510
$287K ﹤0.01%
41,302
-39,954
511
$286K ﹤0.01%
16,355
-3,007
512
$285K ﹤0.01%
8,884
+7,083
513
$283K ﹤0.01%
+1,269
514
$283K ﹤0.01%
+7,694
515
$282K ﹤0.01%
+8,865
516
$282K ﹤0.01%
+26,533
517
$281K ﹤0.01%
42,976
+39,553
518
$281K ﹤0.01%
+297
519
$281K ﹤0.01%
19,917
-13,206
520
$280K ﹤0.01%
+12,583
521
$279K ﹤0.01%
+10,099
522
$278K ﹤0.01%
+2,636
523
$278K ﹤0.01%
1,464
+692
524
$276K ﹤0.01%
14,761
+10,791
525
$276K ﹤0.01%
+17,221