Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$445K ﹤0.01%
7,022
-10,777
502
$442K ﹤0.01%
+11,322
503
$441K ﹤0.01%
13,053
+12,948
504
$441K ﹤0.01%
25,277
+19,080
505
$439K ﹤0.01%
+37,668
506
$438K ﹤0.01%
23,541
+18,394
507
$438K ﹤0.01%
8,034
-2,881
508
$438K ﹤0.01%
13,912
-4,685
509
$437K ﹤0.01%
8,570
+8,112
510
$436K ﹤0.01%
33,123
+4,603
511
$435K ﹤0.01%
+8,537
512
$433K ﹤0.01%
+13,443
513
$429K ﹤0.01%
3,643
-28,235
514
$429K ﹤0.01%
45,397
+16,321
515
$428K ﹤0.01%
+9,750
516
$428K ﹤0.01%
8,348
-55,695
517
$428K ﹤0.01%
6,328
+5,009
518
$422K ﹤0.01%
1,371
-365
519
$421K ﹤0.01%
10,732
+4,526
520
$421K ﹤0.01%
14,715
-9,324
521
$421K ﹤0.01%
6,167
+3,947
522
$419K ﹤0.01%
5,453
-11,283
523
$417K ﹤0.01%
45,554
+8,631
524
$416K ﹤0.01%
+25,237
525
$415K ﹤0.01%
+4,066