Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$449K ﹤0.01%
+7,372
502
$449K ﹤0.01%
179
+104
503
$449K ﹤0.01%
28,520
+10,292
504
$446K ﹤0.01%
16,666
+8,533
505
$446K ﹤0.01%
+13,911
506
$444K ﹤0.01%
+27,108
507
$441K ﹤0.01%
9,544
-12,772
508
$439K ﹤0.01%
+10,589
509
$436K ﹤0.01%
26,171
+13,370
510
$434K ﹤0.01%
20,816
+13,847
511
$433K ﹤0.01%
+15,167
512
$426K ﹤0.01%
+33,293
513
$425K ﹤0.01%
+12,354
514
$422K ﹤0.01%
19,343
-28,685
515
$422K ﹤0.01%
+8,187
516
$420K ﹤0.01%
29,352
+15,871
517
$419K ﹤0.01%
+10,240
518
$418K ﹤0.01%
58,855
-230
519
$418K ﹤0.01%
7,936
+2,205
520
$415K ﹤0.01%
11,963
+8,680
521
$412K ﹤0.01%
+7,238
522
$411K ﹤0.01%
6,888
+5,986
523
$410K ﹤0.01%
+3,174
524
$409K ﹤0.01%
+10,429
525
$405K ﹤0.01%
+10