Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$329K 0.01%
7,884
-63,493
502
$329K 0.01%
9,312
+2,059
503
$326K 0.01%
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504
$325K 0.01%
6,758
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505
$325K 0.01%
9,344
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506
$324K 0.01%
17,337
-18,300
507
$323K 0.01%
5,841
+5,384
508
$319K 0.01%
+12,071
509
$316K 0.01%
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510
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511
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512
$315K 0.01%
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513
$315K 0.01%
28,821
+26,374
514
$315K 0.01%
+11,361
515
$311K 0.01%
9,282
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516
$310K 0.01%
544
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517
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518
$305K 0.01%
8,013
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519
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520
$303K 0.01%
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521
$301K 0.01%
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522
$301K 0.01%
33,494
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523
$301K 0.01%
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524
$300K 0.01%
7,825
-373
525
$299K 0.01%
58,656
-9,471