Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$232K 0.01%
3,230
-10,592
502
$232K 0.01%
18,732
-8,022
503
$232K 0.01%
21,315
-98,895
504
$232K 0.01%
+14,331
505
$232K 0.01%
+9,158
506
$232K 0.01%
+14,699
507
$231K 0.01%
+2,606
508
$231K 0.01%
+3,342
509
$229K 0.01%
8,755
+5,962
510
$229K 0.01%
11,779
-4,571
511
$229K 0.01%
+23,262
512
$228K 0.01%
+8,443
513
$228K 0.01%
+13,998
514
$227K 0.01%
+4,731
515
$226K 0.01%
+4,022
516
$226K 0.01%
4,552
+2,890
517
$225K 0.01%
+4,765
518
$225K 0.01%
20,547
+10,234
519
$225K 0.01%
59
-40
520
$225K 0.01%
+4,742
521
$224K 0.01%
6,624
-33,113
522
$223K 0.01%
37,735
+13,451
523
$222K 0.01%
786
+750
524
$222K 0.01%
1,034
-1,174
525
$222K 0.01%
5,438
+5,043