Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,635
New
Increased
Reduced
Closed

Top Buys

1 +$107M
2 +$65.8M
3 +$61.6M
4
AAPL icon
Apple
AAPL
+$51.2M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.9M

Top Sells

1 +$25.2M
2 +$24.1M
3 +$22.2M
4
SNOW icon
Snowflake
SNOW
+$17.4M
5
AMD icon
Advanced Micro Devices
AMD
+$17.2M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.16%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$633K ﹤0.01%
+9,296
477
$632K ﹤0.01%
154,971
+58,031
478
$632K ﹤0.01%
20,839
+16,916
479
$629K ﹤0.01%
11,992
+8,307
480
$623K ﹤0.01%
142,424
+25,717
481
$621K ﹤0.01%
3,790
+2,190
482
$618K ﹤0.01%
19,181
+10,950
483
$615K ﹤0.01%
110,438
-24,869
484
$615K ﹤0.01%
50,886
-12,302
485
$609K ﹤0.01%
17,026
-122
486
$606K ﹤0.01%
3,378
-11,564
487
$604K ﹤0.01%
25,117
+21,622
488
$599K ﹤0.01%
+18,148
489
$599K ﹤0.01%
24,581
-3,302
490
$596K ﹤0.01%
87,731
-102,016
491
$593K ﹤0.01%
+2,577
492
$590K ﹤0.01%
25,846
-14,262
493
$589K ﹤0.01%
+3,153
494
$587K ﹤0.01%
9,223
+7,944
495
$586K ﹤0.01%
74,372
+71,853
496
$586K ﹤0.01%
10,652
-11,669
497
$583K ﹤0.01%
29,706
+7,493
498
$583K ﹤0.01%
42,173
-38,267
499
$583K ﹤0.01%
+20,984
500
$565K ﹤0.01%
2,855
+1,969