Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$644K ﹤0.01%
4,426
+2,603
477
$643K ﹤0.01%
8,937
+6,847
478
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36,409
-3,480
479
$636K ﹤0.01%
+4,784
480
$634K ﹤0.01%
10,986
-2,758
481
$634K ﹤0.01%
99,712
+13,812
482
$628K ﹤0.01%
7,640
+7,438
483
$627K ﹤0.01%
62,421
-119,478
484
$626K ﹤0.01%
+185,878
485
$624K ﹤0.01%
16,972
-57,483
486
$620K ﹤0.01%
3,365
+2,035
487
$619K ﹤0.01%
109,620
-139,300
488
$618K ﹤0.01%
14,538
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489
$618K ﹤0.01%
8,051
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490
$617K ﹤0.01%
172,405
-220,897
491
$616K ﹤0.01%
25,792
+14,522
492
$614K ﹤0.01%
8,371
-465
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$613K ﹤0.01%
17,824
+12,309
494
$612K ﹤0.01%
6,627
-4,714
495
$611K ﹤0.01%
2,033
-2,476
496
$611K ﹤0.01%
43,237
+9,747
497
$610K ﹤0.01%
24,554
+23,373
498
$610K ﹤0.01%
+2,220
499
$608K ﹤0.01%
28,896
+12,196
500
$606K ﹤0.01%
7,325
+6,284